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Saturday, September 27, 2014

Exclusion of Utility Operations-Related Swaps With Utility Special...

Section 1a /1/ of the Commodity Exchange Act defines the term "swap dealer." CEA Section 1a requires the Commission to exempt from swap dealer designation an entity that engages in a de minimis quantity of swap dealing, and to promulgate regulations to establish factors for making a determination to so exempt such an entity.



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