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Tuesday, March 4, 2014

SDNY Holds Whistleblowers Not Entitled To Retroactive Application Of Dodd-Frank Protections

Ahmad v. Morgan Stanley & Co., Inc. , No. 13-6394, 2014 WL 700339 . A former employee of a financial institution filed suit against his former employer under Dodd-Frank, alleging that he had been harassed and intimidated for his attempts to raise concerns during audits of loans made by the institution.



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