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Thursday, January 10, 2013

Raymond James Wrongful Discharge Case Is A Minefield For Stockbroker

In a Financial Industry Regulatory Authority Arbitration Statement of Claim filed in April 2011, Claimant Pavlovich alleged that on February 2, 2011, he was wrongfully terminated by Respondent Raymond James and the firm falsely reported the reason for his termination on his Uniform Termination Notice For Securities Industry Registration - such ... (more)



http://www.forbes.com/sites/billsinger/2013/01/10/raymond-james-wrongful-discharge-case-is-a-minefield-for-stockbroker/

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